The paradox of voting, also called Downs' paradox, is that for a rational and egoistic voter (Homo economicus), the costs of voting will normally exceed the expected benefits. Because the chance of exercising the pivotal vote is minuscule compared to any realistic estimate of the private individual benefits of the different possible outcomes, the expected benefits of voting are less than the costs. Responses to the paradox have included the view that voters vote to express their preference for a candidate rather than affect the outcome of the election, that voters exercise some degree of altruism, or that the paradox ignores the collateral benefits associated with voting besides the resulting electoral outcome.
History of scholarship
editThe issue was noted by Nicolas de Condorcet in 1793 when he stated, "In single-stage elections, where there are a great many voters, each voter's influence is very small. It is therefore possible that the citizens will not be sufficiently interested [to vote]" and "... we know that this interest [which voters have in an election] must decrease with each individual's [i.e. voter's] influence on the election and as the number of voters increases."[1] In 1821, Hegel made a similar observation in his Elements of the Philosophy of Right: "As for popular suffrage, it may be further remarked that especially in large states it leads inevitably to electoral indifference, since the casting of a single vote is of no significance where there is a multitude of electors."[2][3] The mathematician Charles L. Dodgson, better known as Lewis Carroll, published the paper "A Method of Taking Votes on More than Two Issues" in 1876.[4]
This problem in modern public choice theory was analysed by Anthony Downs in 1957.[5] In a rational voter model the expected utility of voting U can be described as:
- ,
where is the benefit of a pivotal vote, is the probability of a pivotal vote and is the cost of voting.[6]
Support of the rational voter model
editPredictions of the rational voter model on voter turnout dependency on total number of voters, competitiveness of elections, underdog status and cost of voting have been confirmed in a 2007 laboratory study.[7] A stochastic element of voter turnout dependency on expected utility was found in the laboratory study.[7]
Effect of polls
editA 2020 study found the anticipated competitiveness of elections based on polls resulted in an causal increase of voter turnout.[8]
Modifications of the rational voter model
editBounded rationality
editBounded rationality with Quantal response equilibrium was found to be a better fit of observations in a 2007 laboratory study compared to a Nash equilibrium.[7] The Logit Quantal response equilibrium predicted a 17% voter turnout for elections with a large number of voters without additional altruistic or civic duty terms.[7]
Altruism theory of voting
editThe altruism theory of voting assumes that voters are rational but not fully egoistic. In this view voters have some degree of altruism to voters of the same party.[9] The altruistic utility increases with the large number of voters of the same party, which can explain the rationality of voting despite only a small chance of individually affecting the outcome.[10]
Civic duty
editVoter turnout was found to increase with civic duty.[6] Civic duty can be represented in the rational voter model as an additional benefit to voting independent of casting a pivotal vote.[6] Voting and engaging in political discourse may increase the voter's political knowledge and community awareness, both of which may contribute to a general sense of civic duty. "I Voted" stickers and slogans such as "If you don’t vote, you can’t complain!" are connected to civic duty and citizenship models.[11]
Other benefits
editGeoffrey Brennan and Loren Lomasky suggest that voters derive "expressive" benefits from supporting particular candidates – analogous to cheering on a sports team – rather than voting in hopes of achieving the political outcomes they prefer. This implies that the rational behavior of voters includes the instrumental as opposed to only the intrinsic value they derive from their vote.[12][13]
The magnitudes of electoral wins and losses are very closely watched by politicians, their aides, pundits and voters, because they indicate the strength of support for candidates, and tend to be viewed as an inherently more accurate measure of such than mere opinion polls (which have to rely on imperfect sampling).[citation needed]
See also
editReferences
edit- ^ Mclean, I. & Hewitt, F. (1994), Condorcet, Edward Elgar Publishing, Brookfield, VT, pp. 245–246. [ISBN missing]
- ^ Terence Ball (1987), "Is There Progress in Political Science?", Idioms of Inquiry, SUNY, p. 30, ISBN 978-0887064586
- ^ Buchanan, James (1974), "Hegel on the calculus of voting", Public Choice, 17 (1): 99–101, doi:10.1007/BF01719001, S2CID 154136235
- ^ Black, D. (1987). The Theory of Committees and Elections. Dordrecht: Springer. pp. 46–51. doi:10.1007/978-94-009-4225-7_7. ISBN 978-9400942257.
- ^ Downs, A. (1957), An Economic Theory of Democracy, Harper and Row, N.Y., 1957.[page needed] [ISBN missing]
- ^ a b c François, Abel; Gergaud, Olivier (21 January 2019). "Is civic duty the solution to the paradox of voting?". Public Choice. 180 (3–4). Springer Science and Business Media LLC: 257–283. doi:10.1007/s11127-018-00635-7. ISSN 0048-5829.
- ^ a b c d LEVINE, DAVID K.; PALFREY, THOMAS R. (2007). "The Paradox of Voter Participation? A Laboratory Study". American Political Science Review. 101 (1). Cambridge University Press (CUP): 143–158. doi:10.1017/s0003055407070013. ISSN 0003-0554.
- ^ Bursztyn, Leonardo; Cantoni, Davide; Funk, Patricia; Yuchtman, Noam (June 2017). "Identifying the Effect of Election Closeness on Voter Turnout: Evidence from Swiss Referenda". NBER Working Paper No. 23490. doi:10.3386/w23490.
- ^ Chiang, Tun-Jen. "Unequal Altruism and the Voting Paradox." George Mason University Law and Economics Research Paper Series. 12–36 (2012): n. page. Web. 22 Oct. 2012.
- ^ Edlin, Aaron, Andrew Gelman, and Noah Kaplan. "Voting as a Rational Choice: Why and How People Vote To Improve the Well-Being of Others." Rationality and Society. 19.3 (2008): 293–314. Web. 22 Oct. 2012.
- ^ Butkowski, Chelsea P (12 January 2022). ""If you didn't take a selfie, did you even vote?": Embodied mass communication and citizenship models in "I voted" selfies". New Media & Society. 25 (9). SAGE Publications: 2399–2418. doi:10.1177/14614448211068937. ISSN 1461-4448.
- ^ Brennan, Geoffrey; Lomasky, Loren (1997). Democracy and Decision: The Pure Theory of Electoral Preference. Cambridge University Press. ISBN 0521350433.[page needed]
- ^ Brennan, Geoffrey; Hamlin, Alan (1998). "Expressive Voting and Electoral Equilibrium". Public Choice. 95: 149–175. doi:10.1023/A:1004936203144. S2CID 152382368. Retrieved 2 June 2021.